About the company
Compliance Officer (VAC-A21161N)
limassolPermanent
877 days ago Recruiting Agent Expired
Job description
Our client is a CySEC licensed FX Company looking to hire a Compliance Officer to join their team based in Limassol.
Job Duties
- Ensure compliance with Cyprus laws, regulations and directives issued by CySEC as well as rules issued by the EU
- Tracking regulatory changes and ensure that needed changes are implemented in a timely manner
- Developing or assisting in developing, and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other Regulators
- Ensure implementation of the Company's procedures
- Implement the Company's Compliance Monitoring Program and conduct monitoring
- Ensure that Company's employees attend training sessions in compliance with applicable laws, rules, and regulations
- Provide advice and guidance to Company's employees on compliance related matters
- Ensure that the Company complies with its continuous obligations to CySEC (i.e., submission of Capital Adequacy Return notifications to CySEC regarding changes in the Company's structure services personnel procedures etc.)
- Liaise with regulatory bodies
- Assist regulatory bodies in performing inspections of the Company's activities
- Continuous improvement of the existing control procedures
- Review Company's marketing communication and examine whether it has been prepared in accordance with legal requirements and provide recommendations where applicable
- Advise and assists employees responsible for carrying out investment services and activities to comply with Company's obligations under the Law and relevant directives
- Recommend in case of detection of any weakness or failure by the firm to comply with its obligations under the Law specific remedial measures
- Provides an annual written report to the Board of Directors on the matters of his/her responsibility indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies
- Monitor complaints-handling process
- Draft agreements
- Drafting and monitoring policies and procedures relevant to GDPR
Job Requirements
- CySEC advanced certificate
- Strong knowledge of industry processes and regulations
- Prior experience as a Compliance Officer, Compliance Manager, or similar position in a brokerage firm
- Bachelor's degree in Law or Accounting
- Detail oriented
- Ability to work independently and collaborate with other teams
- An analytical mindset with excellent organizational skills
- Friendly and approachable
- At least 2 years' experience in compliance department
Advantage
- GDPR certification
- CySEC AML certificate
TO APPLY for this job opportunity, send your CV (in English please) and include the reference: Compliance Officer - VAC-A21161N. We look forward to hearing from you!