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Position Details
Reference No.
113099
Title
Compliance Officer
Employment Type
Full Time
Available Positions
2
Location(s):
Limassol
Posted On:
28/01/2021
Contact Details
Company
Private Company
Contact Person
Dalit
Address
Limassol
Limassol
Phones
97732276
Email
julian@d-way.com
Job Description

General job description

Compliance Officer’s duties including evaluating all current and new compliance regulations, reviewing company processes and policies, suggesting improvements and leading training sessions for company’s employees.

Required Qualifications

Mandatory

·        CySEC Advanced + AML certification

·        Strong knowledge of industry processes and regulations

·        Prior experience as a Compliance Officer, Compliance Manager or similar position in a brokerage firm

·        Bachelor’s degree in Law or Accounting

·        Detail oriented

·        Ability to work independently and collaborate with other teams

·        An analytical mindset with excellent organizational skills

·        Friendly and approachable

Advantage

·        GDPR certification

Hebrew speaker

Other Requirements

·        Ensure compliance with Cyprus laws, regulations and directives issued by CySEC as well as rules issued by the EU

·        Tracking regulatory changes and ensure that needed changes are implemented in a timely manner

·        Developing or assisting in developing, and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other Regulators

·        Ensure implementation of the Company’s procedures

·        Implement the Company’s Compliance Monitoring Program and conduct monitoring

·        Ensure that Company’s employees attend training sessions in compliance with applicable laws, rules, and regulations

·        Provide advice and guidance to Company’s employees on compliance related matters

·        Ensure that the Company complies with its continuous obligations to CySEC (i.e. submission of Capital Adequacy Return notifications to CySEC regarding changes in the Company’s structure services personnel procedures etc.)

·        Liaise with regulatory bodies

·        Assist regulatory bodies in performing inspections of the Company’s activities

·        Continuous improvement of the existing control procedures

·        Review Company’s marketing communication and examine whether it has been prepared in accordance with legal requirements and provide recommendations where applicable

·        Advise and assists employees responsible for carrying out investment services and activities to comply with Company’s obligations under the Law and relevant directives

·        Recommend in case of detection of any weakness or failure by the firm to comply with its obligations under the Law specific remedial measures

·        Provides an annual written report to the Board of Directors on the matters of his/her responsibility indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies

·        Monitor complaints-handling process

·        Draft agreements

·        Drafting and monitoring policies and procedures relevant to GDPR

·        Screening CVs

·        Basic phone interview

·        Face-to-face interview

·        HR interview

Reference check (with prior employer)

Please send your CV to julian@d-way.com